Schedule 13G Amendment No. 1

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, T7zneJUtjVy9aewiKAmISQiAqn4Njca3/r6c5QQgZ3FyUQ62UTDl7qA0dc9EfvZ3 n3oMgt6qrriCguQHStoX+A== 0001193125-07-027270.txt : 20070213 0001193125-07-027270.hdr.sgml : 20070213 20070212160451 ACCESSION NUMBER: 0001193125-07-027270 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070212 DATE AS OF CHANGE: 20070212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Bancorp, Inc. CENTRAL INDEX KEY: 0001332199 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-81117 FILM NUMBER: 07603073 BUSINESS ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01202 BUSINESS PHONE: 413-443-4421 MAIL ADDRESS: STREET 1: 99 NORTH STREET CITY: PITTSFIELD STATE: MA ZIP: 01202 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Legacy Banks Employee Stock Ownership Plan CENTRAL INDEX KEY: 0001350301 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: P. O. BOX 1148 CITY: PITTSFIELD STATE: MA ZIP: 01202-1148 BUSINESS PHONE: 413-443-4421 MAIL ADDRESS: STREET 1: P. O. BOX 1148 CITY: PITTSFIELD STATE: MA ZIP: 01202-1148 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 1 Schedule 13G Amendment No. 1

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 1)*

LEGACY BANCORP, INC.

(Name of Issuer)

Common Stock, par value $.01 per share

(Title of Class of Securities)

52463G 10 5

(CUSIP Number)

December 31, 2006

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

x	Rule 13d-1(b)

¨	Rule 13d-1(c)

¨	Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.


CUSIP No.


1.		Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only).

		The Legacy Banks Employee Stock Ownership Plan 04-1180020
2.		Check the Appropriate Box if a Member of a Group (See Instructions).
		(a) ¨
		(b) ¨
3.		SEC Use Only

4.		Citizenship or Place Organization

		Commonwealth of Massachusetts


Number of Shares Beneficially Owned by Each Reporting Person With		5. Sole Voting Power

		714,730
		6. Shared Voting Power

		109,958
		7. Sole Dispositive Power

		824,688
		8. Shared Dispositive Power

		0


9.		Aggregate Amount Beneficially Owned by Each Reporting Person

		824,688
10.		Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)

11.		Percent of Class Represented by Amount in Row (9)

		8.0% of 10,308,600 shares of Common Stock outstanding as of December 31, 2006.
12.		Type of Reporting Person (See Instructions)

		EP

Item 1

(a).

Name of Issuer

Legacy Bancorp, Inc.

(b).

Address of Issuer’s Principal Executive Offices

99 North Street

Pittsfield, MA 01201

Item 2

(a).

Name of Person Filing

The Legacy Banks Employee Stock Ownership Plan

(b).

Address of Principal Business Office or, if none, Residence

99 North Street

Pittsfield, MA 01201

(c).

Citizenship

Commonwealth of Massachusetts

(d).

Title of Class of Securities

Common Stock, par value $0.01 per share

(e).

CUSIP Number

52463G 10 5

Item 3.

IF THIS STATEMENT IS FILED PURSUANT TO SS.SS.240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS:

(f) x An employee benefit plan or endowment fund in accordance with Section 240.13d- 1(b)(1)(ii)(F).


Item 4.	Ownership.

	Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

	(a)	Amount beneficially owned:

		824,688

	(b)	Percent of class:

		8.0% of 10,308,600 shares of Common Stock outstanding as of December 31, 2006.

	(c)	Number of shares as to which the person has:

		(i)	Sole power to vote or to direct the vote:

			714,730

		(ii)	Shared power to vote or to direct the vote:

			109,958

		(iii)	Sole power to dispose or to direct the disposition of:

			824,688

		(iv)	Shared power to dispose or to direct the disposition of:

			0

Item 5.	Ownership of Five Percent or Less of a Class:

	Not Applicable

Item 6.	Ownership of More than Five Percent on Behalf of Another Person:

	Not Applicable

Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person:

	Not Applicable

Item 8.	Identification and Classification of Members of the Group:

	Not Applicable

Item 9.	Notice of Dissolution of Group:

	Not Applicable

Item 10.	Certification:

	By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

February 12, 2007

Date

/s/ Linda Shultz

Signature

Linda Shultz

First Bankers Trust Services, Inc. Trustee

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